OSFI Issues Guidance Outlining Sound Practices for Generative and Agentic AI Risk Management
A break down OSFI’s newly issued sound practices for managing the escalating data, software, and third-party risks introduced by generative and autonomous agentic AI in financial institutions.
Continue readingRegulatory Update: SEC Expands Five-Business-Day Framework for Debt Tender and Exchange Offers
The SEC’s new exemptive order replaces the old no‑action regime with a formal, expanded five‑day framework that materially changes how issuers can structure debt tenders and exchanges.
Continue readingCanada’s Proposed Foreign Influence Transparency Regulations
Canada’s proposed Foreign Influence Transparency regulations introduce sweeping registration requirements for businesses and advisory firms engaging with foreign state-linked clients.
Continue readingU.S. Supreme Court Ruling in Sripetch v. SEC on Disgorgement Authority
U.S. Supreme Court rules that the SEC is not required to prove that investors suffered actual financial loss to obtain a disgorgement award in civil enforcement actions.
Continue readingModernizing Securities Disclosure: Understanding the CSA’s New Access Model for Continuous Disclosure Documents
The Canadian Securities Administrators (CSA) finalized a voluntary "access equals delivery" regime for non-investment fund issuers, launching September 22, 2026.
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